1.  What is KYC?
  2. The Importance of Know Your Customer (KYC)
  3. Elements of a KYC Program
  4. Risk Overview
  5. Types of Risk
  6. Customer Identification and Verification Process
  7. Customer Due Diligence
  8. Enhanced Due diligence
  9. Transaction Monitoring
  10. Risk Based Approach
  11. Assessing Compliance with Risk Based Approach

Regulatory Framework

  1. Overview of AML Act, 2010
  2. Reporting Requirements under AML Act, 2010
  3. SBP and SECP’s Anti Money Laundering and Countering Financing of Terrorism Regulations, 2020.

Risk Assessment and Mitigation

  • Risk Assessment
  • Risk Mitigation and Applying Risk Based Approach
  • New Products, Practices and Technologies
  • Customer Due Diligence
  • Enhanced Due Diligence
  • Counter Measures against high risk countries
  • Reliance on Third Parties
  • TFS Obligations
  • Politically Exposed Person
  • Targeted Financial Sanctions
  1. Suspicious Transaction Reporting
  • Overview of STR Reporting
  • Overview of CTR Reporting
  • FATF Requirements
  • STR related Regulatory and Legal Requirements
  • Purpose of a STR
  • Difference and similarities between STR-F and STR-A
  • Who the STRs are field with?
  • Role of Financial Monitoring Unit
  • Timing of STRs Reporting?
  • Predicate offences
  • Sources of STRs
  • Reg Flag Indicators
  • Filing time for STRs
  • Confidentiality of STRs and tipping off
  • Record keeping
  • Important components of the STRs
  • Elements of Good Quality STRs
  • The SAFE Approach

For Registration


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